Recommended Titles and Treatises

Securities

The Sarbanes-Oxley deskbook

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by John T. Bostelman. Practising Law Institute. 2003.
3 volumes. Looseleaf. No longer updated.

This book pulls together material from multiple sources and organizes it by subject for practitioners to locate relevant requirements and proposals.It looks at the SEC rules mandated by the Act. It also includes governance rules from the NYSE and Nasdaq. It includes several appendices to assist practitioners in references rules and the text of the Act.